13F

Stock

Guggenheim Active Alloc Fd

Ticker not mapped · held by 44 managers

Reported value

$147.5M

Holders

44

+4 new · −12 exited

Holders’ est. mark

−$913.1K

Price effect on 40 books still in the name

Largest holder

$43.2M

MORGAN STANLEY

Notable conviction

Share of each notable manager’s 13F book.

Holder count by quarter

Who holds it

Notable only
InvestorSharesValueEst. markChange
MORGAN STANLEY2.84M$43.2M−$306.1KAdded$553.2K
GUGGENHEIM CAPITAL LLC950K$14.5M−$104.5KCut−$104.5K
BANK OF AMERICA CORP /DE/915K$13.9M−$97.4KAdded$358.2K
Pathstone Holdings, LLC888.9K$13.5M−$97.8KCut−$1.43M
Advisors Asset Management, Inc.804.3K$12.2M−$88.5KCut−$572.9K
Baird Financial Group, Inc.730.3K$11.1M−$77.9KAdded$260.9K
RAYMOND JAMES FINANCIAL INC709K$10.8M−$71.3KAdded$854.4K
ROYAL BANK OF CANADA500K$7.61M−$52.8KAdded$180K
WELLS FARGO & COMPANY/MN296.6K$4.51M−$30.4KAdded$275.5K
Steward Partners Investment Advisory, LLC150.1K$2.28M−$15.1KAdded$178.8K
Closed-End Fund Advisors, Inc.106.7K$1.62M−$11.7KCut−$68.6K
Invesco Ltd.85K$1.29M−$8.62KAdded$91.8K
Focus Partners Wealth75.7K$1.15M−$8.33KCut−$1.04M
OPPENHEIMER & CO INC67K$1.02M−$7.37KCut−$69.7K
Golden State Equity Partners48.6K$739.3K−$5.25KAdded$8.19K
STIFEL FINANCIAL CORP48.1K$732.5K−$5.31KCut−$7.68K
Cetera Investment Advisers43.7K$665K−$3.01KAdded$246K
ENVESTNET ASSET MANAGEMENT INC40.8K$620.5K−$3.47KAdded$137.9K
OSAIC HOLDINGS, INC.39.7K$604.6K−$4.34KCut−$93.5K
LPL Financial LLC38.9K$592.2K−$2.92KAdded$185K
Concurrent Investment Advisors, LLC38.4K$584.8K−$4.02KAdded$25.6K
World Investment Advisors32.5K$495.1K−$3.41KAdded$20.4K
JOURNEY STRATEGIC WEALTH LLC31.9K$486.1K−$3.07KAdded$57.8K
Aviance Capital Partners, LLC31.7K$482K−$3.47KCut−$2.75K
Rockefeller Capital Management L.P.30.6K$466.2K−$3.31KAdded$6.22K
Citadel30.2K$459.4KNew
DAVENPORT & Co LLC19.5K$296.8K−$2.13KCut−$76.7K
Independent Advisor Alliance18.6K$282.9KNew
UBS Group AG18.5K$282.2K−$2.04KCut−$11.7K
J.W. COLE ADVISORS, INC.17.3K$262.8K$115.3KCut−$70.5K
High Net Worth Advisory Group LLC12.6K$191.1K−$1.36KAdded$1.41K
Kingsview Wealth Management, LLC12.4K$188.7K−$1.36KCut−$38.7K
Annis Gardner Whiting Capital Advisors, LLC7.5K$114.2K−$825Cut−$825
Geneos Wealth Management Inc.3K$45.7K−$330Cut−$330
Larson Financial Group LLC3K$45.7K−$330Cut−$330
Noble Wealth Management PBC2.7K$41.1K−$297Cut−$297
HARBOUR INVESTMENTS, INC.1.5K$22.8K−$165Cut−$165
COHEN & STEERS, INC.848.1K$12.9K−$82Added$1.44K
JPMORGAN CHASE & CO550$8.23K−$204Cut−$204
Farther Finance Advisors, LLC357$5.47KNew
HIGHLINE WEALTH PARTNERS LLC187$2.85KNew
Cambridge Investment Research Advisors, Inc.15K$229−$1Cut−$1
WEDBUSH SECURITIES INC10.8K$165−$1Held
TSFG, LLC1.73K$26−$1Cut−$1

Who left

Positions as of Q1 2026. 13F filings arrive up to 45 days after quarter-end and omit shorts. Values are quarter-end marks, as filed. Estimated mark is the price effect on shares still held — not realized P&L or investment advice.