13F

Stock

Guggenheim Active Alloc Fd

Ticker not mapped · held by 53 managers

Reported value

$153.3M

Holders

53

+1 new · −0 exited

Holders’ est. mark

−$934K

Price effect on 3 books still in the name

Largest holder

$42.7M

MORGAN STANLEY

Holder count by quarter

Who holds it

Notable only
InvestorSharesValueEst. markChange
MORGAN STANLEY2.78M$42.7M−$750.1KCut−$688.3K
Pathstone Holdings, LLC975.9K$15M—Held
GUGGENHEIM CAPITAL LLC950K$14.6M—Held
BANK OF AMERICA CORP /DE/885K$13.6M−$183.1KAdded$2.99M
Advisors Asset Management, Inc.835.9K$12.8M—Held
Baird Financial Group, Inc.708K$10.9M—Held
RAYMOND JAMES FINANCIAL INC648.1K$9.94M—Held
ROYAL BANK OF CANADA484.7K$7.43M—Held
WELLS FARGO & COMPANY/MN276.5K$4.24M—Held
CORRADO ADVISORS, LLC180.3K$2.76M—Held
Focus Partners Wealth142.7K$2.19M—Held
Steward Partners Investment Advisory, LLC137.4K$2.11M—Held
Closed-End Fund Advisors, Inc.110.4K$1.69M—Held
Kestra Advisory Services, LLC104K$1.59M—Held
Invesco Ltd.78.4K$1.2M—Held
OPPENHEIMER & CO INC71K$1.09M—Held
STIFEL FINANCIAL CORP48.3K$740.2K—Held
Golden State Equity Partners47.7K$731.1K—Held
OSAIC HOLDINGS, INC.45.5K$698.1K—Held
Concurrent Investment Advisors, LLC36.5K$559.2K—Held
Aviance Capital Partners, LLC31.6K$484.7K—Held
ENVESTNET ASSET MANAGEMENT INC31.5K$482.7K—Held
World Investment Advisors31K$474.7K—Held
Rockefeller Capital Management L.P.30K$460K—Held
JOURNEY STRATEGIC WEALTH LLC27.9K$428.3K—Held
Marex Group plc27.8K$426.9K—New
Cetera Investment Advisers27.3K$419K—Held
LPL Financial LLC26.6K$407.2K—Held
DAVENPORT & Co LLC24.4K$373.5K—Held
J.W. COLE ADVISORS, INC.39K$333.4K—Held
JANE STREET GROUP, LLC19.9K$304.8K—Held
UBS Group AG19.2K$294K—Held
Orion Porfolio Solutions, LLC15.2K$233.2K—Held
COMMONWEALTH EQUITY SERVICES, LLC15.1K$232K—Held
Kingsview Wealth Management, LLC14.8K$227.3K—Held
MGB Wealth Management, LLC14.1K$216.9K—Held
1607 Capital Partners, LLC12.6K$193.2K—Held
High Net Worth Advisory Group LLC12.4K$189.7K—Held
U.S. Capital Wealth Advisors, LLC11.8K$180.9K—Held
XTX Topco Ltd10.9K$166.5K—Held
SouthState Bank Corp8.43K$129.2K—Held
Annis Gardner Whiting Capital Advisors, LLC7.5K$115K—Held
Larson Financial Group LLC3K$46K—Held
Geneos Wealth Management Inc.3K$46K—Held
Noble Wealth Management PBC2.7K$41.4K−$729Cut−$729
HARBOUR INVESTMENTS, INC.1.5K$23K—Held
COHEN & STEERS, INC.748.1K$11.5K—Held
JPMORGAN CHASE & CO550$8.43K—Held
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC500$7.67K—Held
Cambridge Investment Research Advisors, Inc.15K$230—Held
WEDBUSH SECURITIES INC10.8K$165—Held
TSFG, LLC1.73K$27—Held
CENTRAL TRUST Co1$16—Held

Positions as of Q4 2025. 13F filings arrive up to 45 days after quarter-end and omit shorts. Values are quarter-end marks, as filed. Estimated mark is the price effect on shares still held — not realized P&L or investment advice.