13F

Stock

Guggenheim Active Alloc Fd

Ticker not mapped · held by 53 managers

Reported value

$153.3M

Holders

53

+1 new · −0 exited

Holders’ est. mark

−$934K

Price effect on 3 books still in the name

Largest holder

$42.7M

MORGAN STANLEY

Holder count by quarter

Who holds it

Notable only
InvestorSharesValueEst. markChange
MORGAN STANLEY2.78M$42.7M−$750.1KCut−$688.3K
Pathstone Holdings, LLC975.9K$15MHeld
GUGGENHEIM CAPITAL LLC950K$14.6MHeld
BANK OF AMERICA CORP /DE/885K$13.6M−$183.1KAdded$2.99M
Advisors Asset Management, Inc.835.9K$12.8MHeld
Baird Financial Group, Inc.708K$10.9MHeld
RAYMOND JAMES FINANCIAL INC648.1K$9.94MHeld
ROYAL BANK OF CANADA484.7K$7.43MHeld
WELLS FARGO & COMPANY/MN276.5K$4.24MHeld
CORRADO ADVISORS, LLC180.3K$2.76MHeld
Focus Partners Wealth142.7K$2.19MHeld
Steward Partners Investment Advisory, LLC137.4K$2.11MHeld
Closed-End Fund Advisors, Inc.110.4K$1.69MHeld
Kestra Advisory Services, LLC104K$1.59MHeld
Invesco Ltd.78.4K$1.2MHeld
OPPENHEIMER & CO INC71K$1.09MHeld
STIFEL FINANCIAL CORP48.3K$740.2KHeld
Golden State Equity Partners47.7K$731.1KHeld
OSAIC HOLDINGS, INC.45.5K$698.1KHeld
Concurrent Investment Advisors, LLC36.5K$559.2KHeld
Aviance Capital Partners, LLC31.6K$484.7KHeld
ENVESTNET ASSET MANAGEMENT INC31.5K$482.7KHeld
World Investment Advisors31K$474.7KHeld
Rockefeller Capital Management L.P.30K$460KHeld
JOURNEY STRATEGIC WEALTH LLC27.9K$428.3KHeld
Marex Group plc27.8K$426.9KNew
Cetera Investment Advisers27.3K$419KHeld
LPL Financial LLC26.6K$407.2KHeld
DAVENPORT & Co LLC24.4K$373.5KHeld
J.W. COLE ADVISORS, INC.39K$333.4KHeld
JANE STREET GROUP, LLC19.9K$304.8KHeld
UBS Group AG19.2K$294KHeld
Orion Porfolio Solutions, LLC15.2K$233.2KHeld
COMMONWEALTH EQUITY SERVICES, LLC15.1K$232KHeld
Kingsview Wealth Management, LLC14.8K$227.3KHeld
MGB Wealth Management, LLC14.1K$216.9KHeld
1607 Capital Partners, LLC12.6K$193.2KHeld
High Net Worth Advisory Group LLC12.4K$189.7KHeld
U.S. Capital Wealth Advisors, LLC11.8K$180.9KHeld
XTX Topco Ltd10.9K$166.5KHeld
SouthState Bank Corp8.43K$129.2KHeld
Annis Gardner Whiting Capital Advisors, LLC7.5K$115KHeld
Larson Financial Group LLC3K$46KHeld
Geneos Wealth Management Inc.3K$46KHeld
Noble Wealth Management PBC2.7K$41.4K−$729Cut−$729
HARBOUR INVESTMENTS, INC.1.5K$23KHeld
COHEN & STEERS, INC.748.1K$11.5KHeld
JPMORGAN CHASE & CO550$8.43KHeld
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC500$7.67KHeld
Cambridge Investment Research Advisors, Inc.15K$230Held
WEDBUSH SECURITIES INC10.8K$165Held
TSFG, LLC1.73K$27Held
CENTRAL TRUST Co1$16Held

Positions as of Q4 2025. 13F filings arrive up to 45 days after quarter-end and omit shorts. Values are quarter-end marks, as filed. Estimated mark is the price effect on shares still held — not realized P&L or investment advice.