13F

Stock

Capital Southwest Corp

CSWC · held by 203 managers

Reported value

$542.6M

Holders

203

+6 new · −0 exited

Holders’ est. mark

$138K

Price effect on 5 books still in the name

Largest holder

$33.1M

TWO SIGMA INVESTMENTS, LP

Notable conviction

Share of each notable manager’s 13F book.

Holder count by quarter

Who holds it

Notable only
InvestorSharesValueEst. markChange
TWO SIGMA INVESTMENTS, LP11M$33.1M—Held
Jump Financial, LLC27M$26.6M—Held
MILLENNIUM MANAGEMENT LLC22M$26.1M—Held
Union Bancaire Privee, UBP SA7.26K$24.8M—Held
TWO SIGMA ADVISERS, LP1.06M$23.5M—Held
FOURSIXTHREE CAPITAL LP21.5M$21.4M—Held
Sound Income Strategies, LLC886K$21M—Held
UBS Group AG817.1K$18.1M—Held
Eagle Point Credit Management LLC15M$14.9M—Held
WOLVERINE ASSET MANAGEMENT LLC14.8M$14.8M—Held
SMH CAPITAL ADVISORS INC12.3M$13.8M—Held
Context Capital Management, LLC13.5M$13.4M—Held
VICTORY CAPITAL MANAGEMENT INC13.2M$13.1M—Held
Melia Wealth LLC503K$11.1M—Held
INCOME RESEARCH & MANAGEMENT10.1M$10M—Held
Saba Capital Management, L.P.10M$9.95M—Held
Cetera Investment Advisers440.6K$9.42M—Held
Muzinich & Co., Inc.425.3K$9.42M—Held
BlackRock, Inc.422.3K$9.35M—Held
Legal & General Group Plc389.6K$8.64M—Held
ENVESTNET ASSET MANAGEMENT INC435.1K$8.6M—Held
Columbus Macro, LLC345.5K$7.65M—Held
SCHRODER INVESTMENT MANAGEMENT GROUP7.35M$7.26M—Held
ADVENT CAPITAL MANAGEMENT /DE/7.25M$7.24M—Held
EPIQ PARTNERS, LLC311K$6.89M—Held
Radcliffe Capital Management, L.P.6.95M$6.86M—Held
Sumitomo Mitsui Trust Group, Inc.284.8K$6.31M—Held
RAYMOND JAMES FINANCIAL INC281K$6.22M—Held
FRANKLIN RESOURCES INC262.3K$5.81M—Held
MORGAN STANLEY238.3K$5.28M$67.8KAdded$167.9K
GOLDMAN SACHS GROUP INC229.1K$5.07M—Held
Womack Financial LLC217.1K$4.81M$59.9KAdded$298.4K
LPL Financial LLC214.8K$4.76M—Held
AQR Arbitrage LLC4.63M$4.59M—Held
FIRST MANHATTAN CO. LLC.206K$4.56M—Held
Wellesley Asset Management4.46M$4.42M—Held
Beacon Pointe Advisors, LLC195K$4.32M—Held
Connor, Clark & Lunn Investment Management Ltd.188.9K$4.18M—Held
VOLORIDGE INVESTMENT MANAGEMENT, LLC169.9K$3.76M—Held
GRACE & WHITE INC /NY164.7K$3.65M—Held
LAFFER TENGLER INVESTMENTS, INC.3.45K$3.48M—Held
Walleye Capital LLC3M$2.98M—Held
FOUNDATIONS INVESTMENT ADVISORS, LLC129.8K$2.88M—Held
GraniteShares Advisors LLC122.5K$2.71M—Held
Fort Baker Capital Management LP2.63M$2.64M—Held
Closed-End Fund Advisors, Inc.113.7K$2.52M—Held
KIM, LLC2.5M$2.48M—Held
SSI INVESTMENT MANAGEMENT LLC2.5M$2.47M—Held
Hodges Capital Management Inc.108.5K$2.4M—Held
Advisors Asset Management, Inc.103.5K$2.29M—Held
PALISADE CAPITAL MANAGEMENT, LP2.25M$2.23M—Held
Naviter Wealth, LLC99.2K$2.2M—Held
BARCLAYS PLC97.7K$2.16M—New
NEUBERGER BERMAN GROUP LLC94.8K$2.1M—Held
FJ Capital Management LLC92.7K$2.05M—Held
COMMONWEALTH EQUITY SERVICES, LLC92.3K$2.05M—Held
First Dallas Securities Inc.89.9K$1.99M—Held
BENJAMIN EDWARDS INC89.7K$1.99M—Held
Catalyst Capital Advisors LLC936K$1.97M—Held
Verition Fund Management LLC88.4K$1.96M—Held
CONFLUENCE INVESTMENT MANAGEMENT LLC83.8K$1.86M—Held
ROYAL BANK OF CANADA79.6K$1.76M—Held
JANE STREET GROUP, LLC77.9K$1.73M—Held
Sovereign's Capital Management, LLC76.5K$1.69M—Held
DENALI ADVISORS LLC76.3K$1.69M—Held
Amtrust Financial Services, Inc.1.68M$1.67M—Held
B. Riley Wealth Advisors, Inc.69.7K$1.54M—Held
BNP PARIBAS FINANCIAL MARKETS1.52M$1.5M—Held
Legacy Capital Wealth Partners, LLC66.2K$1.47M—Held
Weiss Asset Management LP1.47M$1.46M—New
Atom Investors LP65.8K$1.46M—Held
State Street62.5K$1.38M—Held
Moerus Capital Management LLC61.7K$1.37M—Held
Hennion & Walsh Asset Management, Inc.57.9K$1.28M—Held
COZAD ASSET MANAGEMENT INC52.4K$1.16M—Held
CreativeOne Wealth, LLC50.8K$1.13M—Held
BANK OF AMERICA CORP /DE/50.5K$1.12M$7.27KAdded$569.8K
NORTHERN TRUST CORP47.2K$1.05M—Held
Zuckerman Investment Group, LLC44.9K$995.2K—Held
Kestra Advisory Services, LLC44.4K$983K—Held
Cornerstone Wealth Management, LLC40.8K$904.5K—Held
Symphony Financial, Ltd. Co.39.4K$870.5K—Held
CALDWELL SUTTER CAPITAL, INC.38.1K$843.6K—Held
Aquatic Capital Management LLC36K$796.3K—Held
Sunbelt Securities, Inc.35.5K$786.3K—Held
Invesco Ltd.34.6K$765.9K—Held
Virtus Investment Advisers, LLC32.7K$723.9K—Held
Mraz, Amerine & Associates, Inc.28.9K$640.4K—Held
Samalin Investment Counsel, LLC28.3K$627.8K—Held
OSAIC HOLDINGS, INC.28.2K$624.4K—Held
SIMPLEX TRADING, LLC27.8K$614.8K—Held
GUGGENHEIM CAPITAL LLC27.5K$608.3K—Held
CAXTON ASSOCIATES LLP26.3K$581.8K—Held
Apollon Wealth Management, LLC24.7K$546.4K—Held
Belpointe Asset Management LLC23.6K$522.3K—Held
Trexquant Investment LP22.1K$490K—Held
Brevan Howard Capital Management LP21.3K$472.1K—Held
Fund Advisors of America Inc/FL20.6K$456.7K—Held
AMERIPRISE FINANCIAL INC20.1K$445.3K—Held
Mariner, LLC20.1K$444.2K—Held
DEARBORN PARTNERS LLC20K$443K—Held
Vantage Financial Partners, LLC19.9K$441.2K—Held
Quantbot Technologies LP19.3K$427K—Held
JPMORGAN CHASE & CO18.5K$410.2K—Held
1900 WEALTH MANAGEMENT LLC18.3K$404.7K—Held
LBMC INVESTMENT ADVISORS, LLC18.3K$404.2K—Held
Point72 Asset Management, L.P.13.8K$305.3K—Held
US BANCORP \DE\13.7K$303.5K—Held
Balyasny Asset Management L.P.13.4K$297K—Held
Generali Investments CEE, investicni spolecnost, a.s.12.8K$282.6K—Held
Accel Wealth Management12.5K$276.8K—Held
SageGuard Financial Group, LLC12.1K$268.3K—Held
Catalina Capital Group, LLC11.9K$263.5K—Held
Vident Advisory, LLC11.7K$259.6K—Held
Global Retirement Partners, LLC11.6K$256.7K—Held
Core Wealth Partners LLC11.5K$255.2K—Held
GEODE CAPITAL MANAGEMENT, LLC11.3K$249.2K—Held
ProShare Advisors LLC10.9K$242.4K—Held
&PARTNERS229K$226.1K—Held
HighTower Advisors, LLC9.64K$213.5K—Held
GRIMES & Co WEALTH MANAGEMENT, LLC9.26K$205.1K—Held
WELLS FARGO & COMPANY/MN70.8K$192.3K—Held
VPR Management LLC8.5K$188.3K—Held
AEGON USA Investment Management, LLC185K$182.7K—Held
HOLLENCREST CAPITAL MANAGEMENT7.44K$164.7K—Held
Leonteq Securities AG6.3K$139.5K$1.74KAdded$8.38K
Farther Finance Advisors, LLC5.32K$117.8K—Held
GROUP ONE TRADING LLC5.07K$112.4K—Held
Wealthstar Advisors, LLC108K$107.4K—Held
Allworth Financial LP4.84K$107.3K$1.34KAdded$6.19K
Rialto Wealth Management, LLC4.81K$106.5K—Held
Parallel Advisors, LLC4.18K$92.7K—Held
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4K$88.6K—Held
MAI Capital Management3.05K$67.6K—Held
EverSource Wealth Advisors, LLC2.8K$62K—Held
CHILTON CAPITAL MANAGEMENT LLC2.7K$59.8K—Held
PRINCIPAL SECURITIES, INC.60K$59.3K—Held
SIGNATUREFD, LLC2.66K$59K—Held
Washington Trust Advisors, Inc.2.5K$55.4K—Held
Osbon Capital Management LLC2.5K$55.4K—Held
PLANNING DIRECTIONS INC50K$49.7K—Held
TCTC Holdings, LLC2.14K$47.3K—Held
Geneos Wealth Management Inc.1.93K$42.8K—Held
PNC Financial Services Group, Inc.1.57K$34.7K—Held
SageView Advisory Group, LLC1.55K$34.4K—Held
Triumph Capital Management1.4K$31K—New
VAN ECK ASSOCIATES CORP1.38M$30.6K—Held
CIBC Private Wealth Group LLC1.34K$29.7K—Held
Prime Capital Investment Advisors, LLC30K$29.6K—Held
OneDigital Investment Advisors LLC25K$24.7K—Held
Blue Trust, Inc.1.05K$23.3K—Held
TRUIST FINANCIAL CORP23K$22.7K—Held
North Star Investment Management Corp.1.02K$22.7K—Held
Newbridge Financial Services Group, Inc.1K$22.1K—Held
Larson Financial Group LLC1K$22.1K—Held
Jefferies Financial Group Inc.19K$18.8K—Held
JONES FINANCIAL COMPANIES LLLP804$17.8K—Held
HHM Wealth Advisors, LLC700$15.5K—Held
Goldstein Advisors, LLC14K$13.9K—Held
TOTH FINANCIAL ADVISORY CORP600$13.3K—Held
Spire Wealth Management600$13.3K—Held
Key Capital Management, INC514$11.4K—Held
1620 INVESTMENT ADVISORS, INC.500$11.1K—Held
HAGER INVESTMENT MANAGEMENT SERVICES, LLC500$11.1K—Held
Russell Investments Group, Ltd.474$10.5K—Held
NOMURA ASSET MANAGEMENT CO LTD447$9.9K—Held
JIM SAULNIER & ASSOCIATES, LLC10K$9.9K—Held
Dunhill Financial, LLC400$8.86K—Held
REDMONT WEALTH ADVISORS LLC335$7.42K—Held
NISA INVESTMENT ADVISORS, LLC291$6.45K—Held
Quarry LP280$6.2K—Held
LRI Investments, LLC250$5.54K—Held
Rockefeller Capital Management L.P.225$4.98K—Held
FIRST HORIZON CORP200$4.43K—Held
Archer Investment Corp138$3.05K—Held
FLAGSHIP HARBOR ADVISORS, LLC109$2.42K—New
Caitong International Asset Management Co., Ltd97$2.15K—Held
Essential Partners LLC82$1.82K—New
CANADA LIFE ASSURANCE Co71.8K$1.59K—Held
DELTA ASSET MANAGEMENT LLC/TN70$1.55K—Held
HRT FINANCIAL LP63.1K$1.4K—Held
Cambridge Investment Research Advisors, Inc.38.1K$843—Held
NBT BANK N A /NY22$707—Held
GSA CAPITAL PARTNERS LLP22.6K$500—Held
WEDBUSH SECURITIES INC16.4K$363—Held
CWM, LLC11.8K$261—Held
DHJJ Financial Advisors, Ltd.5$111—Held
BNP PARIBAS ASSET MANAGEMENT Holding S.A.3.68K$81—Held
ASSETMARK, INC3$66—Held
Capital Analysts, LLC2.83K$63—Held
State of Alaska, Department of Revenue2.24K$49—Held
HUNTINGTON NATIONAL BANK2$44—Held
LaSalle St. Investment Advisors, LLC15K$14—Held
Avion Wealth500$11—Held
CX Institutional100$2—Held

Positions as of Q4 2025. 13F filings arrive up to 45 days after quarter-end and omit shorts. Values are quarter-end marks, as filed. Estimated mark is the price effect on shares still held — not realized P&L or investment advice.