Investor
Warberg Asset Management LLC
CIK 0001597506 · filed 2026-05-07 · SEC filing
13F book
$599.6M
Positions
166
65 new · 52 sold
Largest name
11.4%
Lumentum Hldgs Inc
Est. mark
$24.3M
Price effect on 101 names still held. Flow −$14.2M.
| Name | Ticker | Shares | Value | Weight | Est. mark | Change |
|---|---|---|---|---|---|---|
| Lumentum Hldgs Inc | — | 9.7M | $68.5M | 11.4% | $7.91M | Added$59.7M |
| Seagate Hdd Cayman | — | 7.59M | $36M | 6.0% | $8.72M | Added$14.9M |
| Cnx Res Corp | — | 11.5M | $34.4M | 5.7% | $1.11M | Added$11.6M |
| Occidental Pete Corp | — | 486.5K | $20.9M | 3.5% | $3.91M | Added$17.7M |
| Microchip Technology Inc. | — | 11.1M | $20.4M | 3.4% | $527.5K | Held |
| Live Nation Entertainment In | — | 10.7M | $16.2M | 2.7% | $719.2K | Added$781.6K |
| WisdomTree, Inc. | WT | 7.71M | $10.2M | 1.7% | $821.4K | Added$4.38M |
| Ventas Rlty Ltd Partnership | — | 5.39M | $8.07M | 1.3% | $448.5K | Cut−$6.42M |
| Lci Inds | — | 6.5M | $7.85M | 1.3% | — | New |
| Halozyme Therapeutics, Inc. | HALO | 6M | $7.72M | 1.3% | −$255.3K | Cut−$2.91M |
| Cornerstone Strategic Invest | — | 1.04M | $7.59M | 1.3% | — | New |
| Txnm Energy Inc | TXNM | 5M | $6.67M | 1.1% | — | New |
| Alnylam Pharmaceuticals, Inc. | ALNY | 5M | $6.42M | 1.1% | −$958.4K | Held |
| Astronics Corp | — | 1.69M | $5.2M | 0.9% | $351.2K | Added$3.47M |
| Snowflake Inc. | SNOW | 4M | $4.89M | 0.8% | — | New |
| Centerpoint Energy Inc | CNP | 3M | $3.56M | 0.6% | $269.7K | Held |
| WisdomTree, Inc. | WT | 2.5M | $3.34M | 0.6% | $327K | Held |
| Akamai Technologies Inc | AKAM | 2.5M | $2.86M | 0.5% | — | New |
| Albemarle Corp | — | 38.5K | $2.77M | 0.5% | $155.2K | Added$2.06M |
| Shift4 Pmts Inc | — | 50K | $2.72M | 0.5% | — | New |
| Uber Technologies, Inc | UBER | 1.95M | $2.35M | 0.4% | −$180.3K | Added−$120.1K |
| Core Scientific Inc New | — | 267.9K | $2.34M | 0.4% | $62.1K | Added$464.2K |
| Epr Pptys | — | 99.9K | $2.26M | 0.4% | $23.3K | Added$86.1K |
| Irhythm Technologies Inc | IRTC | 2M | $2.19M | 0.4% | — | New |
| Post Hldgs Inc | — | 2M | $2.17M | 0.4% | $12.2K | Cut−$7.42M |
| Workiva Inc | WK | 2.12M | $2.11M | 0.4% | −$356.8K | Cut−$3.71M |
| Stereotaxis, Inc. | STXS | 1.09M | $2.01M | 0.3% | −$503.3K | Cut−$534.4K |
| Bank America Corp | — | 1.5K | $1.79M | 0.3% | −$49.7K | Added$697.4K |
| Select Sector Spdr Tr | — | 28.9K | $1.77M | 0.3% | — | New |
| Invesco Qqq Tr | — | 3K | $1.73M | 0.3% | — | New |
| Ishares 0-3 Month | — | 16.9K | $1.7M | 0.3% | — | New |
| Evergy, Inc. | EVRG | 1.17M | $1.58M | 0.3% | $88K | Added$774.1K |
| Fg Imperii Acquisition Corp | — | 154.9K | $1.53M | 0.3% | — | New |
| Noble Corp Plc | — | 57K | $1.5M | 0.3% | $966.9K | Added$1.05M |
| Epr Pptys | — | 49.3K | $1.5M | 0.3% | $10.4K | Cut−$175.4K |
| Xsolla Spac 1 | — | 143K | $1.41M | 0.2% | — | New |
| Vendome Acquisition Corp I | — | 119K | $1.2M | 0.2% | $9.52K | Cut−$186.2K |
| Tavia Acquisition Corp | — | 104.4K | $1.1M | 0.2% | $13.6K | Held |
| New England Rlty Assoc Ltd P | — | 17.7K | $1.07M | 0.2% | −$66.4K | Added−$26.1K |
| Pono Cap Four Inc | — | 105K | $1.05M | 0.2% | — | New |
| Charlton Aria Acquisition Co | — | 98.7K | $1.04M | 0.2% | $8.88K | Cut$8.87K |
| Clearthink 1 Acquisition Cor | — | 98.5K | $984K | 0.2% | — | New |
| Praetorian Acquisition Corp | — | 100K | $980K | 0.2% | — | New |
| Drugs Made In Amer Acqutn Co | — | 92.1K | $966.1K | 0.2% | $11K | Cut$11K |
| Noble Corp Plc | — | 29.9K | $912.7K | 0.2% | — | New |
| Origin Invt Corp I | — | 83.6K | $852K | 0.1% | $5.43K | Held |
| Black Hawk Acquisition Corp | — | 72.3K | $840.8K | 0.1% | $27.1K | Held |
| Kochav Defense Acqui Co | — | 76.8K | $787K | 0.1% | $8.45K | Cut$8.33K |
| Translational Dev Acquisitio | — | 73.4K | $776.8K | 0.1% | $7.71K | Held |
| Nutanix, Inc. | NTNX | 757K | $773.4K | 0.1% | −$78.4K | Held |
| D Boral Acquisition I Corp | — | 77K | $759.2K | 0.1% | — | New |
| Silicon Vy Acquisition Corp | — | 75K | $741.8K | 0.1% | — | New |
| X3 Acquisition Corp Ltd | — | 75K | $738K | 0.1% | — | New |
| Vine Hill Cap Invts Corp Ii | — | 70.5K | $697.9K | 0.1% | — | New |
| Rf Acquisition Corp Iii | — | 70K | $685.3K | 0.1% | — | New |
| Valaris Ltd | — | 41.5K | $663K | 0.1% | — | New |
| Select Sector Spdr Tr | — | 13K | $641.9K | 0.1% | — | New |
| Century Alum Co | — | 188K | $588.7K | 0.1% | $192.1K | Held |
| Proem Acquisition Corp I | — | 51.5K | $514.7K | 0.1% | — | New |
| Cal Redwood Acquisition Corp | — | 49.9K | $507K | 0.1% | $1.75K | Held |
| Bhav Acquisition Corp | — | 50K | $499K | 0.1% | — | New |
| Art Technology Acquisition C | — | 50K | $490.8K | 0.1% | — | New |
| Ishares Tr | — | 6K | $477.4K | 0.1% | — | New |
| Crown Resv Acquisition Corp | — | 47.1K | $471.6K | 0.1% | $3.3K | Cut−$18.6K |
| Sc Ii Acquisition Corp | — | 46.2K | $460.6K | 0.1% | — | New |
| Miluna Acquisition Corp | — | 46K | $460.4K | 0.1% | $5.29K | Cut$5.18K |
| Thayer Ventures Acq Corp Ii | — | 44.7K | $455.5K | 0.1% | $3.13K | Held |
| Indigo Acquisition Corp | — | 44.6K | $452.6K | 0.1% | $4.24K | Held |
| Lake Superior Acquisition Co | — | 44.9K | $451.3K | 0.1% | $4.72K | Held |
| Planet Labs Pbc | PL | 27.1K | $445.4K | 0.1% | $111.4K | Added$323K |
| Post Hldgs Inc | — | 4.5K | $444.9K | 0.1% | −$855 | Held |
| Amprius Technologies Inc | — | 63.2K | $434.2K | 0.1% | — | New |
| Goldman Sachs Etf Tr | — | 4K | $400.8K | 0.1% | — | New |
| USA Rare Earth, Inc. | USAR | 25.3K | $383.4K | 0.1% | $82.3K | Held |
| Harvard Ave Acquisition Corp | — | 37.5K | $375.2K | 0.1% | $2.81K | Held |
| Globa Terra Acquisition Cor | — | 36.3K | $369.9K | 0.1% | $3.27K | Held |
| Otg Acquisition Corp. I | — | 35.4K | $356.5K | 0.1% | $2.13K | Held |
| Championsgate Acquisition Co | — | 34.7K | $356.1K | 0.1% | $2.08K | Held |
| Nextera Energy Cap Hldgs Inc | — | 254K | $352.9K | 0.1% | $37.3K | Held |
| Aa Mission Acquisition Corp | — | 35K | $351.6K | 0.1% | $3.85K | Cut$3.72K |
| Future Money Acquisition Cor | — | 35K | $349.5K | 0.1% | — | New |
| Dune Acquisition Corp Ii | — | 28.3K | $292.4K | 0.0% | $3.54K | Cut$2.52K |
| I-80 Gold Corp | — | 291.8K | $291.8K | 0.0% | $21.8K | Added$41K |
| Stonebridge Acquisition Ii C | — | 27.5K | $276.2K | 0.0% | $2.61K | Held |
| Mckinley Acquisition Corp | — | 27K | $270.8K | 0.0% | $1.62K | Held |
| Pantages Capital Acquisition | — | 24.8K | $259.5K | 0.0% | $2.48K | Cut−$531.4K |
| A Paradise Acquisition Corp | — | 25K | $254.3K | 0.0% | $3K | Held |
| Solarius Capital Acqu Corp | — | 24.9K | $253.2K | 0.0% | $2.99K | Held |
| Evolution Global Acquisition | — | 25K | $249.4K | 0.0% | $2.63K | Held |
| Columbus Circle Cap Corp Ii | — | 25K | $249.3K | 0.0% | — | New |
| Tailwind 2.0 Acquisition Cor | — | 24.9K | $247K | 0.0% | $1.74K | Held |
| Lafayette Acquisition Corp | — | 24.6K | $244.8K | 0.0% | $1.72K | Held |
| Axiom Intelligence Ac Corp 1 | — | 24K | $243K | 0.0% | $1.68K | Cut$1.6K |
| Roman Dbdr Acquisition Corp | — | 23.2K | $243K | 0.0% | $929 | Cut−$6.41K |
| Crane Hbr Acquisition Corp I | — | 23.5K | $233K | 0.0% | — | New |
| Ribbon Acquisition Corp | — | 21.8K | $229.4K | 0.0% | $2.31K | Added$44.6K |
| Quartzsea Acquisition Corp | — | 22K | $227.6K | 0.0% | $3.07K | Cut−$17.9K |
| Gigcapital9 Corp | — | 21.8K | $218.5K | 0.0% | — | New |
| Ishares Tr | — | 2.5K | $216.7K | 0.0% | — | New |
| Neovolta Inc | — | 151.2K | $214.5K | 0.0% | $63.8K | Cut$1.86K |
| Viking Acquisition Corp I | — | 21.2K | $210.5K | 0.0% | $636 | Held |
| Bitcoin Infrastructure Acqui | — | 20K | $198.1K | 0.0% | — | New |
| Copley Acquisition Corp | — | 17.4K | $179.6K | 0.0% | $1.57K | Held |
| D. Boral Arc Acq I Corp. | — | 17.6K | $178K | 0.0% | $1.58K | Cut−$968.8K |
| Cslm Digita Asset Acq Corp I | — | 15.8K | $158.9K | 0.0% | $1.42K | Held |
| Eureka Acquisition Corp | — | 12.8K | $145K | 0.0% | $5.24K | Cut−$27.5K |
| Biovie Inc | — | 456.6K | $141.6K | 0.0% | $4.34K | Cut$2.74K |
| Dakota Gold Corp. | DC | 25K | $126.5K | 0.0% | — | New |
| Briacell Therapeutics Corp | — | 115K | $118.5K | 0.0% | — | New |
| Gold Royalty Corp | — | 68.5K | $113K | 0.0% | −$10.1K | Added$52.5K |
| Oaktree Acquisition Corp Iii | — | 10K | $106.3K | 0.0% | — | New |
| Oyster Enterprises Ii Acquis | — | 10K | $101.7K | 0.0% | $751 | Held |
| Armada Acquisition Corp Iii | — | 10K | $99.6K | 0.0% | — | New |
| Mobilicom Ltd | — | 50.9K | $91.9K | 0.0% | −$72K | Cut−$101K |
| Bimergen Energy Corp | — | 97.2K | $77.8K | 0.0% | — | New |
| Reviva Pharmaceutcls Hldgs I | — | 90.8K | $66.2K | 0.0% | — | New |
| Eon Resources Inc | — | 547.1K | $62.1K | 0.0% | $36.1K | Cut$30.9K |
| Twin Vee PowerCats, Co. | VEEE | 239.4K | $61.5K | 0.0% | — | New |
| Calidi Biotherapeutics Inc | — | 250K | $59.5K | 0.0% | — | New |
| Outlook Therapeutics, Inc. | OTLK | 275K | $56.4K | 0.0% | — | New |
| Lifecore Biomedical Inc | — | 15K | $55.8K | 0.0% | — | New |
| Vox Royalty Corp. | VOXR | 10K | $52.4K | 0.0% | — | New |
| Vivani Medical, Inc. | VANI | 40K | $40.4K | 0.0% | −$8.4K | Cut−$13.7K |
| Venu Hldg Corp | — | 12K | $39.6K | 0.0% | — | New |
| Joby Aviation Inc | — | 44.8K | $35.4K | 0.0% | −$142.1K | Cut−$259.2K |
| Cellectar Biosciences, Inc. | CLRB | 13.9K | $35.3K | 0.0% | −$5.7K | Held |
| Visionwave Holdings Inc | — | 37K | $31.8K | 0.0% | −$11.5K | Cut−$61.8K |
| Livewire Group Inc | — | 599.7K | $30K | 0.0% | −$8.39K | Cut−$8.41K |
| On Semiconductor Corp | ON | 19K | $24.5K | 0.0% | — | New |
| Perfect Moment Ltd. | PMNT | 95.2K | $24K | 0.0% | — | New |
| Prairie Oper Co | — | 10K | $20.3K | 0.0% | — | New |
| Amplitech Group Inc | — | 166.7K | $20K | 0.0% | — | New |
| Icecure Medical Ltd Caesarea | — | 65.6K | $19.7K | 0.0% | — | New |
| Amplitech Group Inc | — | 200.1K | $18.7K | 0.0% | — | New |
| Namib Minerals | — | 132.5K | $17.9K | 0.0% | $7.95K | Cut$6.26K |
| 5e Advanced Materials Inc | — | 12.3K | $17.2K | 0.0% | — | New |
| Alphaton Capital Corp | ALP | 42.1K | $13.6K | 0.0% | — | New |
| Gamesquare Hldgs Inc | — | 50K | $13.5K | 0.0% | −$5.76K | Held |
| Synergy CHC Corp. | SNYR | 10.2K | $13.2K | 0.0% | −$5.83K | Cut−$12.3K |
| Flyexclusive Inc | — | 33K | $13K | 0.0% | $4.17K | Cut−$5.77K |
| Ernexa Therapeutics Inc | — | 50K | $10.1K | 0.0% | — | New |
| Cid Holdco Inc | — | 377.8K | $10K | 0.0% | −$20.3K | Held |
| OppFi Inc. | OPFI | 74.3K | $9.66K | 0.0% | −$104K | Cut−$162.5K |
| X3 Acquisition Corp Ltd | — | 37.5K | $9.38K | 0.0% | — | New |
| Silicon Vy Acquisition Corp | — | 31.6K | $9K | 0.0% | — | New |
| Presidio Prodtn Co | — | 10.5K | $8.51K | 0.0% | — | New |
| Nexgel Inc | — | 146.1K | $7.66K | 0.0% | −$26.7K | Held |
| Ernexa Therapeutics Inc | — | 253.8K | $7.11K | 0.0% | — | New |
| Generation Essentials Group | — | 35.8K | $7.02K | 0.0% | $1.65K | Held |
| Praetorian Acquisition Corp | — | 21.7K | $6.95K | 0.0% | — | New |
| Fg Imperii Acquisition Corp | — | 37K | $6.5K | 0.0% | — | New |
| Xsolla Spac 1 | — | 28.2K | $5.64K | 0.0% | — | New |
| Curis Inc | CRIS | 10K | $5.47K | 0.0% | −$4.4K | Cut−$34.3K |
| Vine Hill Cap Invts Corp Ii | — | 12.4K | $4.51K | 0.0% | — | New |
| Murano Global Invts Plc | — | 63K | $2.52K | 0.0% | $863 | Cut$347 |
| Bt Brands Inc | — | 10K | $1.83K | 0.0% | $750 | Held |
| P3 Health Partners Inc | — | 292.1K | $1.72K | 0.0% | −$1.17K | Held |
| Harvard Ave Acquisition Corp | — | 12.2K | $1.52K | 0.0% | $121 | Cut−$363 |
| Aeries Technology Inc | — | 70.8K | $1.42K | 0.0% | −$828 | Held |
| Apollomics Inc | — | 87K | $1.32K | 0.0% | $357 | Held |
| Saverone 2014 Ltd | — | 125K | $1.29K | 0.0% | −$1.01K | Held |
| Cea Industries Inc | — | 35K | $1.18K | 0.0% | −$767 | Held |
| Hub Cyber Security Ltd | — | 162.8K | $1.14K | 0.0% | −$1.86K | Held |
| Crown Resv Acquisition Corp | — | 12.4K | $587 | 0.0% | −$494 | Cut−$911 |
| Anghami Inc | — | 40.4K | $501 | 0.0% | −$449 | Held |
| Renew Energy Global Plc | — | 31.1K | $239 | 0.0% | $18 | Held |
Positions as of Q1 2026. 13F filings arrive up to 45 days after quarter-end and omit shorts. Values are quarter-end marks, as filed. Estimated mark is the price effect on shares still held — not realized P&L or investment advice.